DLX Rebalancing Announcement January 12, 2023

DLX Index

Index Inclusions:
• TRIPLEPOINT VENTURE GROWTH B (TPVG UN Equity)
• GLADSTONE INVESTMENT CORP (GAIN UW Equity)
• HORIZON TECHNOLOGY FINANCE C (HRZN UW Equity)
Index Exclusions:
• NB GLOBAL MONTHLY INCOME FUN (NBMI LN Equity)
• CVC INCOME & GROWTH LIMITED (CVCG LN Equity)
• PENNANTPARK INVESTMENT CORP (PNNT UN Equity)

Announcement Dates
• Thursday, January 5th, 2023
Date of chaining (based on closing prices):
• Thursday, January 12th, 2023