NMX Reblancing Announcement January 2024

NMX Index Series ordinary Rebalancing (Chaining) as of January 11, 2024
(based on closing prices)

1. Changes to NMX Index Series:
NMX Composite
Inclusions:
• Central Japan Railway (9022 JT Equity)
• Vopak Nv (VPK NA Equity)
• Getlink (GET FP Equity)
Exclusions:
• Hamburger Hafen und Logistik AG (HHF GY Equity)
• Promotora y Operadora de Infraestructura S.A. de C.V. (PINFRA* MF Equity)

NMX30 Infrastructure Global
Inclusions:
• n/a
Exclusions:
• n/a

NMX30 USD Infrastructure Global
Inclusions:
• n/a
Exclusions:
• n/a
NMX Europe
Inclusions:
• Vopak Nv (VPK NA Equity)
Exclusions:
• Hamburger Hafen und Logistik AG (HHF GY Equity)

NMX Asia
Inclusions:
• Bangkok Expressway and Metro (BEM TB Equity)
Exclusions
• n/a

NMX America
Inclusions:
• Keyera Corp (KEY CT Equity)
Exclusions:
• SJW Group (SJW UN Equity)

2. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, January 4th, 2024
Date of chaining (based on closing prices):
• Thursday, January 11th, 2024
Effective Date:
• Friday, January 12th, 2024

LPX Rebalancing Announcement January 2024

LPX Composite Index
Index Inclusions:
• n/a
Index Exclusions:
• NB Global Monthly Income Fund (NBMI LN)
• GP Investments Ltd (GPIV33 BS)

LPX50 Index
Index Inclusions:
• Aberdeen Private Equity Equity Opportunity (APEO LN)
Index Exclusions:
• Triple Point Venture Growth (TPVG UN)

LPX Major Market Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Direct
Index Inclusions:
• BARINGS BDC INC (BBDC UN)
Index Exclusions:
• CHRYSALIS INVESTMENTS LTD (CHRY LN)

LPX Buyout
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Mezzanine
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Venture
Index Inclusions:
• TRINITY CAPITAL INC (TRIN UW)
Index Exclusions:
• SAFEGUARD SCIENTIFICS INC (SFE UR)

LPX Indirect
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Europe
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX America
Index Inclusions:
• CRESCENT CAPITAL BDC INC (CCAP UQ)
Index Exclusions:
• RUNWAY GROWTH FINANCE CORP (RWAY UW)

LPX UK
Index Inclusions:
• LITERACY CAPITAL PLC (BOOK LN)
Index Exclusions:
• JZ CAPITAL PARTNERS LTD (JZCP LN)
• NB GLOBAL MONTHLY INCOME FUND (NBMI LN)

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, January 4th, 2024
Date of chaining (based on closing prices):
• Thursday, January 11th, 2024
Effective Date:
• Friday, January 12th, 2024

——————————————-

LPX Direct US*

Index Inclusions:
• n/a
Index Exclusions :
• n/a

*Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, January 10th, 2024
Date of chaining (based on closing prices):
• Thursday, January 11th, 2024
Effective Date:
• Friday, January 12th, 2024

——————————————-

Announcement of Deletion – LPX Composite Index

LPX Composite Index

Index Exclusions:
• Safeguard Scientifics Inc. (SFE UR)

Announcement Date:
• Wednesday, December 6th, 2023

Effective Date:
• Tuesday, December 12th, 2023

——————————————-

LPX Direct US Rebalancing October 12, 2023

LPX Direct US

Index Inclusions
• n/a

Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, October 11th, 2023
Date of chaining (based on closing prices):
• Thursday, October 12th, 2023
Effective Date:
• Friday, October 13th, 2023

——————————————-

LPX Composite Rebalancing October 12, 2023

LPX Composite Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, Ocotber 5th, 2023
Date of chaining (based on closing prices):
• Thursday, October 12th, 2023
Effective Date:
• Friday, Ocotber 13th, 2023

——————————————-

LPX Composite Extraordinary Reblancing

Index Constituent:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

Index Action:
Reduction in shares outstanding of AR4 GM with the following schedule:

Current shares outstanding in the index: 17’861’964

New shares in the index (Effective) Friday August 25, 2023: 11’907’976

New shares in the index (Effective) Friday September 01, 2023: 5’953’988

New shares in the index (Effective) Friday September 08, 2023: 0

LPX Composite Index Extraordinary Rebalancing

Index Constituent:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

Index Action:
Reduction in shares outstanding in the index: -20%.

Effective Date: Friday August 04, 2023

NMX Rebalancing Announcement July 13, 2023

NMX Index Series ordinary Rebalancing (Chaining) as of July 13, 2023
(based on closing prices)

1. Changes to NMX Index Series:

NMX Composite
Inclusions:
• China Tower (H) (788 HK Equity)
• Companhia de Saneamento do Parana Sanepar (SAPR11 BS Equity)
• Canadian Pacific Railway (CP CT Equity)
• Keyera Corp (KEY CT Equity)

Exclusions:
• SES FDR (SESG FP Equity)
• Manila Water (MWC PM Equity)
• East Japan Railway (9020 JT Equity)
• Toho Gas (9533 JT Equity)

NMX30 Infrastructure Global
Inclusions:
• China Tower (H) (788 HK Equity)
Exclusions:
• EAST JAPAN RAILWAY CO (9020 JT Equity)

NMX30 USD Infrastructure Global
Inclusions:
• China Tower (H) (788 HK Equity)
Exclusions:
• EAST JAPAN RAILWAY CO (9020 JT Equity)

NMX Europe
Inclusions:
• n/a
Exclusions:
• n/a

NMX Asia
Inclusions:
• China Tower (H) (788 HK Equity)
• Japan Airport Terminal (9706 JT Equity)
Exclusions
• MANILA WATER COMPANY (MWC PM Equity)
• TOHO GAS CO LTD (9533 JT Equity)

NMX America
Inclusions:
• IRIDIUM COMMUNICATIONS INC (IRDM UW Equity)
Exclusions:
• GMEXICO TRANSPORTES SAB DE CV (GMXT* MF Equity)

2. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023

 

DLX Rebalancing Annoucement July 13, 2023

DLX Index

Index Inclusions:
• n/a
Index Exclusions:
• GLADSTONE CAPITAL CORP (GLAD UW Equity)
• SARATOGA INVESTMENT CORP (SAR UN Equity)
• BLACKROCK CAPITAL INVESTMENT (BKCC UW Equity)
• APOLLO SENIOR FLOATING RATE (AFT UN Equity)
• WHITEHORSE FINANCE INC (WHF UW Equity)

Announcement Dates
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023

LPX Rabalancing Announcement July 13, 2023

LPX Composite Index
Index Inclusions:
• Horizon Technology Finance Corporation (HRZN UW Equity)
Index Exclusions:
• n/a

LPX50 Index
Index Inclusions:
• NB PRIVATE EQUITY PARTNERS LIMITED CLASS A (NBPE LN Equity)
Index Exclusions:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

LPX Major Market Index
Index Inclusions:
• ARES MANAGEMENT CORP (ARES UN Equity)
Index Exclusions:
• CARLYLE GROUP INC/THE (CG UW Equity)

LPX Direct
Index Inclusions:
• NB PRIVATE EQUITY PARTNERS LIMITED CLASS A (NBPE LN Equity)
• CAPITAL SOUTHWEST CORP (CSWC UW Equity)

Index Exclusions :
• MOLTEN VENTURES PLC (GROW LN Equity)
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

LPX Buyout
Index Inclusions:
• NB PRIVATE EQUITY PARTNERS LIMITED CLASS A (NBPE LN Equity)
Index Exclusions :
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

LPX Mezzanine
Index Inclusions:
• HORIZON TECHNOLOGY FINANCE C (HRZN UW Equity)
• RUNWAY GROWTH FINANCE CORP (RWAY UW Equity)
Index Exclusions :
• PHENIXFIN CORP (PFX UQ Equity)
• MONROE CAPITAL CORP (MRCC UW Equity)

LPX Venture
Index Inclusions:
• n/a
Index Exclusions :
• n/a

LPX Indirect
Index Inclusions:
• n/a
Index Exclusions :
• n/a

LPX Europe
Index Inclusions:
• AUGMENTUM FINTECH PLC (AUGM LN Equity)
• VNV GLOBAL AB (VNV SS Equity)

Index Exclusions:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

LPX America
Index Inclusions:
• TPG INC (TPG UW Equity)
Index Exclusions:
• OWL ROCK CAPITAL CORP (ORCC UN Equity)

LPX UK
Index Inclusions:
• n/a
Index Exclusions:
• n/a

 

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023

——————————————-

LPX Direct US*

Index Inclusions
• BARINGS BDC INC (BBDC UN Equity)

Index Exclusions:
• MOLTEN VENTURES PLC (GROW LN Equity)

*Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, July 12th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023

——————————————-