LPX Direct US
Index Inclusions
• n/a
Index Exclusions:
• n/a
Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, October 11th, 2023
Date of chaining (based on closing prices):
• Thursday, October 12th, 2023
Effective Date:
• Friday, October 13th, 2023
——————————————-
LPX Composite Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a
Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, Ocotber 5th, 2023
Date of chaining (based on closing prices):
• Thursday, October 12th, 2023
Effective Date:
• Friday, Ocotber 13th, 2023
——————————————-
Index Constituent:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)
Index Action:
Reduction in shares outstanding of AR4 GM with the following schedule:
Current shares outstanding in the index: 17’861’964
New shares in the index (Effective) Friday August 25, 2023: 11’907’976
New shares in the index (Effective) Friday September 01, 2023: 5’953’988
New shares in the index (Effective) Friday September 08, 2023: 0
Index Constituent:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)
Index Action:
Reduction in shares outstanding in the index: -20%.
Effective Date: Friday August 04, 2023
NMX Index Series ordinary Rebalancing (Chaining) as of July 13, 2023
(based on closing prices)
1. Changes to NMX Index Series:
NMX Composite
Inclusions:
• China Tower (H) (788 HK Equity)
• Companhia de Saneamento do Parana Sanepar (SAPR11 BS Equity)
• Canadian Pacific Railway (CP CT Equity)
• Keyera Corp (KEY CT Equity)
Exclusions:
• SES FDR (SESG FP Equity)
• Manila Water (MWC PM Equity)
• East Japan Railway (9020 JT Equity)
• Toho Gas (9533 JT Equity)
NMX30 Infrastructure Global
Inclusions:
• China Tower (H) (788 HK Equity)
Exclusions:
• EAST JAPAN RAILWAY CO (9020 JT Equity)
NMX30 USD Infrastructure Global
Inclusions:
• China Tower (H) (788 HK Equity)
Exclusions:
• EAST JAPAN RAILWAY CO (9020 JT Equity)
NMX Europe
Inclusions:
• n/a
Exclusions:
• n/a
NMX Asia
Inclusions:
• China Tower (H) (788 HK Equity)
• Japan Airport Terminal (9706 JT Equity)
Exclusions
• MANILA WATER COMPANY (MWC PM Equity)
• TOHO GAS CO LTD (9533 JT Equity)
NMX America
Inclusions:
• IRIDIUM COMMUNICATIONS INC (IRDM UW Equity)
Exclusions:
• GMEXICO TRANSPORTES SAB DE CV (GMXT* MF Equity)
2. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023
DLX Index
Index Inclusions:
• n/a
Index Exclusions:
• GLADSTONE CAPITAL CORP (GLAD UW Equity)
• SARATOGA INVESTMENT CORP (SAR UN Equity)
• BLACKROCK CAPITAL INVESTMENT (BKCC UW Equity)
• APOLLO SENIOR FLOATING RATE (AFT UN Equity)
• WHITEHORSE FINANCE INC (WHF UW Equity)
Announcement Dates
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
LPX Composite Index
Index Inclusions:
• Horizon Technology Finance Corporation (HRZN UW Equity)
Index Exclusions:
• n/a
LPX50 Index
Index Inclusions:
• NB PRIVATE EQUITY PARTNERS LIMITED CLASS A (NBPE LN Equity)
Index Exclusions:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)
LPX Major Market Index
Index Inclusions:
• ARES MANAGEMENT CORP (ARES UN Equity)
Index Exclusions:
• CARLYLE GROUP INC/THE (CG UW Equity)
LPX Direct
Index Inclusions:
• NB PRIVATE EQUITY PARTNERS LIMITED CLASS A (NBPE LN Equity)
• CAPITAL SOUTHWEST CORP (CSWC UW Equity)
Index Exclusions :
• MOLTEN VENTURES PLC (GROW LN Equity)
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)
LPX Buyout
Index Inclusions:
• NB PRIVATE EQUITY PARTNERS LIMITED CLASS A (NBPE LN Equity)
Index Exclusions :
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)
LPX Mezzanine
Index Inclusions:
• HORIZON TECHNOLOGY FINANCE C (HRZN UW Equity)
• RUNWAY GROWTH FINANCE CORP (RWAY UW Equity)
Index Exclusions :
• PHENIXFIN CORP (PFX UQ Equity)
• MONROE CAPITAL CORP (MRCC UW Equity)
LPX Venture
Index Inclusions:
• n/a
Index Exclusions :
• n/a
LPX Indirect
Index Inclusions:
• n/a
Index Exclusions :
• n/a
LPX Europe
Index Inclusions:
• AUGMENTUM FINTECH PLC (AUGM LN Equity)
• VNV GLOBAL AB (VNV SS Equity)
Index Exclusions:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)
LPX America
Index Inclusions:
• TPG INC (TPG UW Equity)
Index Exclusions:
• OWL ROCK CAPITAL CORP (ORCC UN Equity)
LPX UK
Index Inclusions:
• n/a
Index Exclusions:
• n/a
Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023
——————————————-
LPX Direct US*
Index Inclusions
• BARINGS BDC INC (BBDC UN Equity)
Index Exclusions:
• MOLTEN VENTURES PLC (GROW LN Equity)
*Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, July 12th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023
——————————————-
LPX Composite
Index Inclusions:
• Horizon Technology Finance Corporation (HRZN UW Equity)
Index Exclusions:
• n/a
Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 06th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023
LPX Composite Rebalancing (Chaining) as of April 13, 2023
(based on closing prices)
1.Index Mutations
Index Inclusions:
• n/a
Index Exclusions:
• n/a
Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, April 6th, 2023
Date of chaining (based on closing prices):
• Thursday, April 13th, 2023
Effective Date:
• Friday, April 14th, 2023
—————————-
LPX Direct US Rebalancing (Chaining) as of April 13, 2023
(closing prices)
1.Index Mutations
Index Inclusions
• NB Private Equity Partners (NBPE LN)
Index Exclusions:
• Chrysalis Investments Ltd. (CHRY LN)
Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, April 12th, 2023
Date of chaining (based on closing prices):
• Thursday, April 13th, 2023
Effective Date
• Friday, April 14th, 2023
LPX Composite Index
Index Inclusions:
• Runway Growth Finance Corporation (RWAY UW Equity)
Index Exclusions:
• n/a
LPX50 Index
Index Inclusions:
• COMPASS DIVERSIFIED HOLDINGS (CODI UN Equity)
Index Exclusions:
• PENNANTPARK INVESTMENT CORP (PNNT UN Equity)
LPX Major Market Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a
LPX Direct
Index Inclusions:
• n/a
Index Exclusions :
• n/a
LPX Buyout
Index Inclusions:
• n/a
Index Exclusions :
• n/a
LPX Mezzanine
Index Inclusions:
• FS KKR Capital Corp (FSK UN Equity)
• New Mountain Finance Corp (NMFC UW Equity)
• Barings BDC Inc (BBDC UN Equity)
Index Exclusions :
• Golub Capital BDC Inc (GBDC UW Equity)
• Midcap Financial Investment Corp (MFIC UW Equity)
• Horizon Technology Finance Corp (HRZN UW Equity)
LPX Venture
Index Inclusions:
• RUNWAY GROWTH FINANCE CORP (RWAY UW Equity)
Index Exclusions :
• n/a
LPX Indirect
Index Inclusions:
• n/a
Index Exclusions :
• n/a
LPX Europe
Index Inclusions:
• n/a
Index Exclusions:
• n/a
LPX America
Index Inclusions:
• RUNWAY GROWTH FINANCE CORP (RWAY UW Equity)
Index Exclusions:
• PENNANTPARK INVESTMENT CORP (PNNT UN Equity)
LPX UK
Index Inclusions:
• n/a
Index Exclusions:
• DUNEDIN ENTERPRISE-ORD (DNE LN Equity)
• JPEL PRIVATE EQUITY LTD (JPEL LN Equity)
Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, January 5th, 2023
Date of chaining (based on closing prices):
• Thursday, January 12th, 2023
Effective Date:
• Friday, January 13th, 2023
——————————————-
LPX Direct US*
Index Inclusions:
• n/a
Index Exclusions :
• n/a
*Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, January 11th, 2023
Date of chaining (based on closing prices):
• Thursday, January 12th, 2023
Effective Date:
• Friday, January 13th, 2023
——————————————-
