Category: Indexing

LPX Composite Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, April 4th, 2024
Date of chaining (based on closing prices):
• Thursday, April 11th, 2024
Effective Date:
• Friday, April 12th, 2024

——————————————-

LPX Direct US*

Index Inclusions:
• n/a
Index Exclusions :
• n/a

*Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, April 10th, 2024
Date of chaining (based on closing prices):
• Thursday, April 11th, 2024
Effective Date:
• Friday, April 12th, 2024

NMX Index Series ordinary Rebalancing (Chaining) as of January 11, 2024
(based on closing prices)

1. Changes to NMX Index Series:
NMX Composite
Inclusions:
• Central Japan Railway (9022 JT Equity)
• Vopak Nv (VPK NA Equity)
• Getlink (GET FP Equity)
Exclusions:
• Hamburger Hafen und Logistik AG (HHF GY Equity)
• Promotora y Operadora de Infraestructura S.A. de C.V. (PINFRA* MF Equity)

NMX30 Infrastructure Global
Inclusions:
• n/a
Exclusions:
• n/a

NMX30 USD Infrastructure Global
Inclusions:
• n/a
Exclusions:
• n/a
NMX Europe
Inclusions:
• Vopak Nv (VPK NA Equity)
Exclusions:
• Hamburger Hafen und Logistik AG (HHF GY Equity)

NMX Asia
Inclusions:
• Bangkok Expressway and Metro (BEM TB Equity)
Exclusions
• n/a

NMX America
Inclusions:
• Keyera Corp (KEY CT Equity)
Exclusions:
• SJW Group (SJW UN Equity)

2. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, January 4th, 2024
Date of chaining (based on closing prices):
• Thursday, January 11th, 2024
Effective Date:
• Friday, January 12th, 2024

LPX Composite Index
Index Inclusions:
• n/a
Index Exclusions:
• NB Global Monthly Income Fund (NBMI LN)
• GP Investments Ltd (GPIV33 BS)

LPX50 Index
Index Inclusions:
• Aberdeen Private Equity Equity Opportunity (APEO LN)
Index Exclusions:
• Triple Point Venture Growth (TPVG UN)

LPX Major Market Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Direct
Index Inclusions:
• BARINGS BDC INC (BBDC UN)
Index Exclusions:
• CHRYSALIS INVESTMENTS LTD (CHRY LN)

LPX Buyout
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Mezzanine
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Venture
Index Inclusions:
• TRINITY CAPITAL INC (TRIN UW)
Index Exclusions:
• SAFEGUARD SCIENTIFICS INC (SFE UR)

LPX Indirect
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Europe
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX America
Index Inclusions:
• CRESCENT CAPITAL BDC INC (CCAP UQ)
Index Exclusions:
• RUNWAY GROWTH FINANCE CORP (RWAY UW)

LPX UK
Index Inclusions:
• LITERACY CAPITAL PLC (BOOK LN)
Index Exclusions:
• JZ CAPITAL PARTNERS LTD (JZCP LN)
• NB GLOBAL MONTHLY INCOME FUND (NBMI LN)

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, January 4th, 2024
Date of chaining (based on closing prices):
• Thursday, January 11th, 2024
Effective Date:
• Friday, January 12th, 2024

——————————————-

LPX Direct US*

Index Inclusions:
• n/a
Index Exclusions :
• n/a

*Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, January 10th, 2024
Date of chaining (based on closing prices):
• Thursday, January 11th, 2024
Effective Date:
• Friday, January 12th, 2024

——————————————-

LPX Composite Index

Index Exclusions:
• Safeguard Scientifics Inc. (SFE UR)

Announcement Date:
• Wednesday, December 6th, 2023

Effective Date:
• Tuesday, December 12th, 2023

——————————————-

LPX Direct US

Index Inclusions
• n/a

Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, October 11th, 2023
Date of chaining (based on closing prices):
• Thursday, October 12th, 2023
Effective Date:
• Friday, October 13th, 2023

——————————————-

LPX Composite Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, Ocotber 5th, 2023
Date of chaining (based on closing prices):
• Thursday, October 12th, 2023
Effective Date:
• Friday, Ocotber 13th, 2023

——————————————-

Index Constituent:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

Index Action:
Reduction in shares outstanding of AR4 GM with the following schedule:

Current shares outstanding in the index: 17’861’964

New shares in the index (Effective) Friday August 25, 2023: 11’907’976

New shares in the index (Effective) Friday September 01, 2023: 5’953’988

New shares in the index (Effective) Friday September 08, 2023: 0

Index Constituent:
• AURELIUS EQUITY OPPORTUNITIES SE & CO KGAA (AR4 GM Equity)

Index Action:
Reduction in shares outstanding in the index: -20%.

Effective Date: Friday August 04, 2023

NMX Index Series ordinary Rebalancing (Chaining) as of July 13, 2023
(based on closing prices)

1. Changes to NMX Index Series:

NMX Composite
Inclusions:
• China Tower (H) (788 HK Equity)
• Companhia de Saneamento do Parana Sanepar (SAPR11 BS Equity)
• Canadian Pacific Railway (CP CT Equity)
• Keyera Corp (KEY CT Equity)

Exclusions:
• SES FDR (SESG FP Equity)
• Manila Water (MWC PM Equity)
• East Japan Railway (9020 JT Equity)
• Toho Gas (9533 JT Equity)

NMX30 Infrastructure Global
Inclusions:
• China Tower (H) (788 HK Equity)
Exclusions:
• EAST JAPAN RAILWAY CO (9020 JT Equity)

NMX30 USD Infrastructure Global
Inclusions:
• China Tower (H) (788 HK Equity)
Exclusions:
• EAST JAPAN RAILWAY CO (9020 JT Equity)

NMX Europe
Inclusions:
• n/a
Exclusions:
• n/a

NMX Asia
Inclusions:
• China Tower (H) (788 HK Equity)
• Japan Airport Terminal (9706 JT Equity)
Exclusions
• MANILA WATER COMPANY (MWC PM Equity)
• TOHO GAS CO LTD (9533 JT Equity)

NMX America
Inclusions:
• IRIDIUM COMMUNICATIONS INC (IRDM UW Equity)
Exclusions:
• GMEXICO TRANSPORTES SAB DE CV (GMXT* MF Equity)

2. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023
Effective Date:
• Friday, July 14th, 2023

DLX Index

Index Inclusions:
• n/a
Index Exclusions:
• GLADSTONE CAPITAL CORP (GLAD UW Equity)
• SARATOGA INVESTMENT CORP (SAR UN Equity)
• BLACKROCK CAPITAL INVESTMENT (BKCC UW Equity)
• APOLLO SENIOR FLOATING RATE (AFT UN Equity)
• WHITEHORSE FINANCE INC (WHF UW Equity)

Announcement Dates
• Thursday, July 6th, 2023
Date of chaining (based on closing prices):
• Thursday, July 13th, 2023