Archive: News

Rebalancing Announcement April 13, 2023

LPX Composite Rebalancing (Chaining) as of April 13, 2023
(based on closing prices)

1.Index Mutations

Index Inclusions:
• n/a
Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, April 6th, 2023
Date of chaining (based on closing prices):
• Thursday, April 13th, 2023
Effective Date:
• Friday, April 14th, 2023

—————————-

LPX Direct US Rebalancing (Chaining) as of April 13, 2023
(closing prices)

1.Index Mutations
Index Inclusions
• NB Private Equity Partners (NBPE LN)

Index Exclusions:
• Chrysalis Investments Ltd. (CHRY LN)

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, April 12th, 2023
Date of chaining (based on closing prices):
• Thursday, April 13th, 2023
Effective Date
• Friday, April 14th, 2023

LPX Rebalancing Announcement January 12, 2023

LPX Composite Index
Index Inclusions:
• Runway Growth Finance Corporation (RWAY UW Equity)
Index Exclusions:
• n/a

LPX50 Index
Index Inclusions:
• COMPASS DIVERSIFIED HOLDINGS (CODI UN Equity)
Index Exclusions:
• PENNANTPARK INVESTMENT CORP (PNNT UN Equity)

LPX Major Market Index
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX Direct
Index Inclusions:
• n/a
Index Exclusions :
• n/a

LPX Buyout
Index Inclusions:
• n/a
Index Exclusions :
• n/a

LPX Mezzanine
Index Inclusions:
• FS KKR Capital Corp (FSK UN Equity)
• New Mountain Finance Corp (NMFC UW Equity)
• Barings BDC Inc (BBDC UN Equity)
Index Exclusions :
• Golub Capital BDC Inc (GBDC UW Equity)
• Midcap Financial Investment Corp (MFIC UW Equity)
• Horizon Technology Finance Corp (HRZN UW Equity)

LPX Venture
Index Inclusions:
• RUNWAY GROWTH FINANCE CORP (RWAY UW Equity)
Index Exclusions :
• n/a

LPX Indirect
Index Inclusions:
• n/a
Index Exclusions :
• n/a

LPX Europe
Index Inclusions:
• n/a
Index Exclusions:
• n/a

LPX America
Index Inclusions:
• RUNWAY GROWTH FINANCE CORP (RWAY UW Equity)
Index Exclusions:
• PENNANTPARK INVESTMENT CORP (PNNT UN Equity)

LPX UK
Index Inclusions:
• n/a
Index Exclusions:
• DUNEDIN ENTERPRISE-ORD (DNE LN Equity)
• JPEL PRIVATE EQUITY LTD (JPEL LN Equity)

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, January 5th, 2023
Date of chaining (based on closing prices):
• Thursday, January 12th, 2023
Effective Date:
• Friday, January 13th, 2023

——————————————-

LPX Direct US*
Index Inclusions:
• n/a
Index Exclusions :
• n/a

*Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Wednesday, January 11th, 2023
Date of chaining (based on closing prices):
• Thursday, January 12th, 2023
Effective Date:
• Friday, January 13th, 2023

——————————————-

DLX Rebalancing Announcement January 12, 2023

DLX Index

Index Inclusions:
• TRIPLEPOINT VENTURE GROWTH B (TPVG UN Equity)
• GLADSTONE INVESTMENT CORP (GAIN UW Equity)
• HORIZON TECHNOLOGY FINANCE C (HRZN UW Equity)
Index Exclusions:
• NB GLOBAL MONTHLY INCOME FUN (NBMI LN Equity)
• CVC INCOME & GROWTH LIMITED (CVCG LN Equity)
• PENNANTPARK INVESTMENT CORP (PNNT UN Equity)

Announcement Dates
• Thursday, January 5th, 2023
Date of chaining (based on closing prices):
• Thursday, January 12th, 2023

NMX Rebalancing Announcement January 12, 2023

NMX Composite
Inclusions:
• OGE Energy (OGE UN Equity)
• ENLINK MIDSTREAM LLC (ENLC UN Equity)
• Brookfield Infrastructure (BIPC CT Equity)
• Veolia Environnement (VIE FP Equity)
• Zhejiang Expressway (576 HK Equity)
• Irdium Inc (IRDM UW Equity)

Exclusions:
• MPLX LP (MPLX UN Equity)
• Magellan Midstream Partners LP (MMP UN Equity)
• Plains All American Pipeline L (PAA UW Equity)
• Companhia de Saneamento do Parana Sanepar (SAPR11 BS Equity)
• Vantage Towers (VTWR GY Equity)

NMX30 Infrastructure Global
Inclusions:
• MTR Corp (66 HK Equity)
• Veolia Environnement (VIE FP Equity)
Exclusions:
• Centrica (CNA LN Equity)

NMX30 USD Infrastructure Global
Inclusions:
• MTR Corp (66 HK Equity)
• Veolia Environnement (VIE FP Equity)
Exclusions:
• ADP FP (ADP FP Equity)

NMX Europe
Inclusions:
• Veolia Environnement (VIE FP Equity)
• RaiWay (RWAY IM Equity)
Exclusions:
• Vantage Towers (VTWR GY Equity)

NMX Asia
Inclusions:
n/a
Exclusions
n/a

NMX America
Inclusions:
• OGE Energy (OGE UN Equity)
• ENLINK MIDSTREAM LLC (ENLC UN Equity)
• Brookfield Infrastructure (BIPC CT Equity)
Exclusions:
• MPLX LP (MPLX UN Equity)
• Magellan Midstream Partners LP (MMP UN Equity)
• Plains All American Pipeline L (PAA UW Equity)

Announcement Dates
• Thursday, January 5th, 2023
Date of chaining (based on closing prices):
• Thursday, January 12th, 2023
Effective Date:
• Friday, January 13th, 2023

LPX Rebalancing Announcement October 2022

LPX Composite
Index Inclusions:
• n/a
Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, October 6th, 2022
Date of chaining (based on closing prices):
• Thursday, October 13th, 2022
Effective Date:
• Friday, October 14th, 2022

Adjustment in Capping
For the rebalancing effective October 14, 2022, the maximum cap will be adjusted to 8.0% (currently 8.5%).

———————————————–
LPX Direct US
Index Inclusions:
• n/a
Index Exclusions:
• n/a

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, October 6th, 2022
Date of chaining (based on closing prices):
• Thursday, October 13th, 2022
Effective Date:
• Friday, October 14th, 2022

NMX Rebalancing Announcement July 2022

NMX Composite
Inclusions:
• Centrica (CNA LN Equity)
• ONE Gas (OGS UN Equity)
• MTR (66 HK Equity)
Exclusions:
• ENTERPRISE PRODUCTS PARTNERS (EPD UN Equity)
• ENERGY TRANSFER LP (ET UN Equity)
• CHINA MERRCHANTS PORT HOLDINGS (144 HK Equity)

NMX30 Infrastructure Global
Inclusions:
• EAST JAPAN RAILWAY CO (9020 JT Equity)
• Centrica (CNA LN Equity)
• Airports of Thailand (AOT TB Equity)
Exclusions:
• VANTAGE TOWERS AG (VTWR GY Equity)
• ENTERPRISE PRODUCTS PARTNERS (EPD UN Equity)
• ENERGY TRANSFER LP (ET UN Equity)

NMX30 USD Infrastructure Global
Inclusions:
• Centrica (CNA LN Equity)
• Airports of Thailand (AOT TB Equity)
Exclusions:
• ENERGY TRANSFER LP (ET UN Equity)
• ENTERPRISE PRODUCTS PARTNERS (EPD UN Equity)

NMX Europe
Inclusions:
n/a
Exclusions:
n/a

NMX Asia
Inclusions:
• TTW (TTW TB Equity)
Exclusions
• China Merchants Port Holdings (Red Chip) (144 HK Equity)

NMX America
Inclusions:
• ONE Gas (OGS UN Equity)
• GMexico Transportes S.A .B. de C.V (GMXT* MF Equity)
Exclusions:
• ENTERPRISE PRODUCTS PARTNERS (EPD UN Equity)
• ENERGY TRANSFER LP (ET UN Equity)

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 7th, 2022
Date of chaining (based on closing prices):
• Thursday, July 14th, 2022
Effective Date:
• Friday, July 15th, 2022

DLX Rebalancing Announcement July 2022

DLX Direct Lending Index Rebalancing (Chaining) as of July 13, 2022
(based on closing prices)

1. Index Mutations
Index Inclusions:
• SLR INVESTMENT CORP (SLRC UW Equity)
• CRESCENT CAPITAL BDC INC (CCAP UQ Equity)
• CION INVESTMENT CORP (CION UN Equity)
Index Exclusions:
• GLADSTONE INVESTMENT CORP (GAIN UW Equity)
• TRIPLEPOINT VENTURE GROWTH B (TPVG UN Equity)
• STELLUS CAPITAL INVESTMENT C (SCM UN Equity)

Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, July 7th, 2022
Date of chaining (based on closing prices):
• Thursday, July 14th, 2022
Effective Date:
• Friday, July 15th, 2022

DLX Rebalancing Announcement January 13, 2022

DLX Direct Lending Index

  • Index Inclusions:
    • BlackRock Capital Investment Corp (BKCC UW Equity)
    • Fidus Investment Corp (FDUS UW Equity)
    • Stellus Capital Investment Corp (SCM UN Equity)

     

    Index Exclusions:

    • INTERMEDIATE CAPITAL GROUP PLC (ICP LN Equity)
    • SLR INVESTMENT CORP (SLRC UW Equity)
    • SLR SENIOR INVESTMENT CORP (SUNS UW Equity)

 

Announcement Dates

Announcement of new number of shares in the index (Share Fixing Date):

  • Thursday, January 6th, 2022

Date of chaining (based on closing prices):

  • Thursday, January 13th, 2022

Effective Date:

  • Friday, January 14th, 2022

 

NMX Rebalancing Annoucement January 13, 2022

NMX Composite

Inclusions:

TARGA RESOURCES CORP (TRGP UN Equity)

PENNON GROUP PLC (PNN LN Equity)

MANILA WATER COMPANY (MWC PM Equity)

TTW PLC (TTW TB Equity)

Exclusions:

UGI CORP (UGI UN Equity)

CIA SANEAMENTO MINAS GERAIS (CSMG3 BS Equity)

INVERSIONES AGUAS METROPOL (IAM CC Equity)

SUEZ (SEV FP Equity)

 

 

NMX Europe

Inclusions:

HAMBURGER HAFEN UND LOGISTIK (HHFA GY Equity)

Exclusions:

SUEZ (SEV FP Equity)

  

NMX Asia

Inclusions:

TOHO GAS CO LTD (9533 JT Equity)

MANILA WATER CO INC (MWC PM Equity)

MTR CORP (66 HK Equity)

CENTRAL JAPAN RAILWAY CO (9022 JT Equity)

Exclusions

TOKYU CORP (9005 JT Equity)

ODAKYU ELECTRIC RAILWAY CO (9007 JT Equity)

JIANGSU EXPRESS CO LTD-H (177 HK Equity)

MALAYSIA AIRPORTS HLDGS BHD (MAHB MK Equity)

 

NMX America

Inclusions:

INTERCONEXION ELECTRICA SA ESP (ISA CX Equity)

SJW GROUP (SJW UN Equity)

Exclusions:

OGE UN Equity (OGE ENERGY CORP)

UGI UN Equity (UGI CORP)

 

NMX30 Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

NMX30 USD Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

 

Announcement Dates

Announcement of new number of shares in the index (Share Fixing Date):

  • Thursday, January 6th, 2022

Date of chaining (based on closing prices):

  • Thursday, January 13th, 2022

Effective Date:

  • Friday, January 14th, 2022

NMX Composite

Inclusions:

TARGA RESOURCES CORP (TRGP UN Equity)

PENNON GROUP PLC (PNN LN Equity)

MANILA WATER COMPANY (MWC PM Equity)

Exclusions:

UGI CORP (UGI UN Equity)

CIA SANEAMENTO MINAS GERAIS (CSMG3 BS Equity)

INVERSIONES AGUAS METROPOL (IAM CC Equity)

 

NMX Europe

Inclusions:

HAMBURGER HAFEN UND LOGISTIK (HHFA GY Equity)

Exclusions:

SUEZ (SEV FP Equity)

  

NMX Asia

Inclusions:

TOHO GAS CO LTD (9533 JT Equity)

MANILA WATER CO INC (MWC PM Equity)

MTR CORP (66 HK Equity)

CENTRAL JAPAN RAILWAY CO (9022 JT Equity)

Exclusions

TOKYU CORP (9005 JT Equity)

ODAKYU ELECTRIC RAILWAY CO (9007 JT Equity)

JIANGSU EXPRESS CO LTD-H (177 HK Equity)

MALAYSIA AIRPORTS HLDGS BHD (MAHB MK Equity)

 

NMX America

Inclusions:

TARGA RESOURCES CORP (TRGP UN Equity)

INTERCONEXION ELECTRICA SA ESP (ISA CX Equity)

SJW GROUP (SJW UN Equity)

Exclusions:

CP CT Equity (CANADIAN PACIFIC RAILWAY LTD)

OGE UN Equity (OGE ENERGY CORP)

UGI UN Equity (UGI CORP)

 

NMX30 Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

NMX30 USD Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

 

Announcement Dates

Announcement of new number of shares in the index (Share Fixing Date):

  • Thursday, January 6th, 2022

Date of chaining (based on closing prices):

  • Thursday, January 13th, 2022

Effective Date:

  • Friday, January 14th, 2022

NMX Composite

Inclusions:

TARGA RESOURCES CORP (TRGP UN Equity)

PENNON GROUP PLC (PNN LN Equity)

MANILA WATER COMPANY (MWC PM Equity)

Exclusions:

UGI CORP (UGI UN Equity)

CIA SANEAMENTO MINAS GERAIS (CSMG3 BS Equity)

INVERSIONES AGUAS METROPOL (IAM CC Equity)

 

NMX Europe

Inclusions:

HAMBURGER HAFEN UND LOGISTIK (HHFA GY Equity)

Exclusions:

SUEZ (SEV FP Equity)

  

NMX Asia

Inclusions:

TOHO GAS CO LTD (9533 JT Equity)

MANILA WATER CO INC (MWC PM Equity)

MTR CORP (66 HK Equity)

CENTRAL JAPAN RAILWAY CO (9022 JT Equity)

Exclusions

TOKYU CORP (9005 JT Equity)

ODAKYU ELECTRIC RAILWAY CO (9007 JT Equity)

JIANGSU EXPRESS CO LTD-H (177 HK Equity)

MALAYSIA AIRPORTS HLDGS BHD (MAHB MK Equity)

 

NMX America

Inclusions:

TARGA RESOURCES CORP (TRGP UN Equity)

INTERCONEXION ELECTRICA SA ESP (ISA CX Equity)

SJW GROUP (SJW UN Equity)

Exclusions:

CP CT Equity (CANADIAN PACIFIC RAILWAY LTD)

OGE UN Equity (OGE ENERGY CORP)

UGI UN Equity (UGI CORP)

 

NMX30 Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

NMX30 USD Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

 

Announcement Dates

Announcement of new number of shares in the index (Share Fixing Date):

  • Thursday, January 6th, 2022

Date of chaining (based on closing prices):

  • Thursday, January 13th, 2022

Effective Date:

  • Friday, January 14th, 2022

NMX Composite

Inclusions:

TARGA RESOURCES CORP (TRGP UN Equity)

PENNON GROUP PLC (PNN LN Equity)

MANILA WATER COMPANY (MWC PM Equity)

Exclusions:

UGI CORP (UGI UN Equity)

CIA SANEAMENTO MINAS GERAIS (CSMG3 BS Equity)

INVERSIONES AGUAS METROPOL (IAM CC Equity)

 

NMX Europe

Inclusions:

HAMBURGER HAFEN UND LOGISTIK (HHFA GY Equity)

Exclusions:

SUEZ (SEV FP Equity)

  

NMX Asia

Inclusions:

TOHO GAS CO LTD (9533 JT Equity)

MANILA WATER CO INC (MWC PM Equity)

MTR CORP (66 HK Equity)

CENTRAL JAPAN RAILWAY CO (9022 JT Equity)

Exclusions

TOKYU CORP (9005 JT Equity)

ODAKYU ELECTRIC RAILWAY CO (9007 JT Equity)

JIANGSU EXPRESS CO LTD-H (177 HK Equity)

MALAYSIA AIRPORTS HLDGS BHD (MAHB MK Equity)

 

NMX America

Inclusions:

TARGA RESOURCES CORP (TRGP UN Equity)

INTERCONEXION ELECTRICA SA ESP (ISA CX Equity)

SJW GROUP (SJW UN Equity)

Exclusions:

CP CT Equity (CANADIAN PACIFIC RAILWAY LTD)

OGE UN Equity (OGE ENERGY CORP)

UGI UN Equity (UGI CORP)

 

NMX30 Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

NMX30 USD Infrastructure Global

Inclusions:

CHENIERE ENERGY INC (LNG UA Equity)

Exclusions:

CHINA GAS HOLDINGS LTD (384 HK Equity)

 

 

Announcement Dates

Announcement of new number of shares in the index (Share Fixing Date):

  • Thursday, January 6th, 2022

Date of chaining (based on closing prices):

  • Thursday, January 13th, 2022

Effective Date:

  • Friday, January 14th, 2022