LPX Direct US Rebalancing (Chaining) as of October 14, 2021
(closing prices)
1. Index Mutations
Index Inclusions:
• Draper Esprit PLC (GROW LN)
Index Exclusions:
• Deutsche Beteiligungs AG (DBAN GY)
2. Announcement Dates
Announcement of new number of shares in the index:
• Wednesday, October 13th, 2021
Date of chaining (based on closing prices):
• Thursday, October 14th, 2021
Effective Date:
• Friday, October 15th, 2021
LPX Composite Rebalancing (Chaining) as of October 14, 2021
(based on closing prices)
1. Proposal of Index Mutations
Index Inclusions:
• Draper Esprit PLC (GROW LN)
Index Exclusions:
• n/a
2. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, October 7th, 2021
Date of chaining (based on closing prices):
• Thursday, October 14th, 2021
Effective Date:
• Friday, October 15th, 2021
Affected Index/Tickers:
.LPX50TC CH0030648064 LPX50TC Index
.LPX50PC CH0030648155 LPX50PC Index
Old Reference Currency:
CHF
New Reference Currency:
AUD
Effective Date:
September 30, 2021
Action Required:
Adjustment of historical time series data
1. Index Mutations
Index Inclusions:
Kinnevik AB (KINVB SS Equity)*
*The instrument enters the index with 50% of final capped shares
Index Exclusions:
TCG BDC Inc (CGBD UW Equity)
2. Announcement Dates
Announcement of new number of shares in the index:
Tuesday, July 13th, 2021
Date of chaining (based on closing prices):
Wednesday, July 14th, 2021
Effective Date:
Thursday, July 15th, 2021
1. Index Mutations
Index Inclusions:
• Kinnevik (KINVB SS Equity)
Index Exclusions:
• Jafco Group Co Ltd. (8595 JT Equity)
2. Announcement Dates
Announcement of new number of shares in the index:
• Wednesday, July 7th, 2021
Date of chaining (based on closing prices):
• Wednesday, July 14th, 2021
Effective Date:
• Thursday, July 15th, 2021
LPX50 Rebalancing (Chaining) as of June 10, 2021
(based on closing prices)
1. Proposal of Index Mutations
Index Inclusions:
• ARES MANAGEMENT CORP (ARES UN)
• KINNEVIK AB (KINVB SS)
• SYNCONA LTD (SYNC LN)
• DRAPER ESPRIT PLC (GROW LN)
• BAIN CAPITAL SPECIALTY FINAN (BCSF UN)
• CAPITAL SOUTHWEST CORP (CSWC UW)
Index Exclusions:
• COMPASS DIVERSIFIED HOLDINGS (CODI UN)
• GIMV NV (GIMB BB)
• STANDARD LIFE PRIVATE EQUITY (SLPE LN)
• NB PRIVATE EQUITY PARTNERS (NBPE LN)
• BARINGS BDC INC (BBDC UN)
• ALTAMIR (LTA FP)
2. Remarks to the Ordinary Rebalancing
Additional Notes:
With effective date June 11, 2021, the LPX50 Index follows a new weighting scheme as outlined in Section 3.5 in the LPX Guide to the Equity Index Series.
3. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, June 3th, 2021
Date of chaining (based on closing prices):
• Thursday, June 10th, 2021
Effective Date:
• Friday, June 11th, 2021
4. Liquidity Notes
Liquidity analysis indicates the following drawbacks:
• n/a
NMX Index Series ordinary Rebalancing (Chaining) as of June 10, 2021 (closing prices)
Announcement Dates
Date of chaining (based on closing prices):
• Thursday, June 10th, 2021
Effective Date:
• Friday, June 11th, 2021
For information regarding index mutations, please contact us.
This is to announce the publication of the new index guidelines for the LPX, NMX and DLX Equity Index Series as of May 31, 2021.
The index guides are available for download in the section: Indexing/Index Guidelines & Compliance.
1. Proposal of Index Mutations
Index Inclusions:
• KINNEVIK AB (KINVB SS)
Index Exclusions:
• n/a
2. Announcement Dates
Announcement of new number of shares in the index (Share Fixing Date):
• Thursday, June 3th, 2021
Date of chaining (based on closing prices):
• Thursday, June 10th, 2021
Effective Date:
• Friday, June 11th, 2021
LPX Regional Indices Rebalancing (Chaining) as of March 12, 2021
(based on closing prices)
1. LPX Europe
Index Inclusions:
• EQT AB (SE0012853455)
• SYNCONA LTD (GG00B8P59C08)
• DRAPER ESPRIT PLC (GB00BY7QYJ50)
Index Exclusions:
• SYMPHONY INTERNATIONAL HOLDINGS LTD (VGG548121059)
• CASTLE PRIVATE EQUITY (CH0048854746)
2. LPX America
Index Inclusions:
• OWL ROCK CAPITAL CORP (US69121K1043)
• BAIN CAPITAL SPECIALTY FINANCE (US05684B1070)
Index Exclusions:
• GLADSTONE CAPITAL CORP (US3765351008)
• SLR SENIOR INVESTMENT CORP (US83416M1053)
3. LPX UK
Index Inclusions:
• n/a
Index Exclusions:
• n/a
4. Announcement Dates
Date of chaining (based on closing prices):
• Friday, March 12th, 2021
Effective Date:
• Monday, March 15th, 2021
