Rebalancing Announcement LPX Style Indices

1. LPX Direct
Index Inclusions:
• VNV GLOBAL AB (SE0014428835)
• OAKLEY CAPITAL INVESTMENTS (BMG670131058)

Index Exclusions
• ALTAMIR (FR0000053837)
• COMPASS DIVERSIFIED HOLDINGS (US20451Q1040)

2. LPX Buyout
Index Inclusions:
• n/a
Index Exclusions
• n/a

3. LPX Mezzanine
Index Inclusions:
• CAPITAL SOUTHWEST CORP (US1405011073)

Index Exclusions
• BLACKROCK TCP CAPITAL CORP (US09259E1082)
• TCG BDC INC (US8722801029)

4. LPX Venture
Index Inclusions:
• n/a
Index Exclusions
• n/a

5. LPX Indirect
Index Inclusions:
• n/a
Index Exclusions
• n/a

6. Announcement Dates
Date of chaining (based on closing prices):
• Friday, August 14th, 2020
Effective Date:
• Monday, August 17th, 2020